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Securities and Exchange Commission

Page 6 of 57
A picture of one of the entrances of the Crypto.com Arena.
FinanceCrypto.com files suit against SEC after getting Wells Notice
By Muyao Shen and BloombergOctober 8, 2024
Elon Musk walking down a hallway in a suit
Big TechElon Musk set to face SEC investigators after skipping last meeting
By Paolo ConfinoOctober 3, 2024
Bald and bearded men uses laptop and smartphone at sunset
FinanceA UK man allegedly used genealogy sites to hack execs’ email accounts and make millions on stock trades
By Amanda GerutSeptember 28, 2024
DraftKings co-foundersand CEO Jason Robins is seen at the company's new headquarters.
FinanceDraftKings fined over CEO’s LinkedIn post
By Amanda GerutSeptember 26, 2024
A laid-off Foot Locker employee shorted the stock and made over $100,000, authorities say
RetailA laid-off Foot Locker employee shorted the stock and made over $100,000, authorities say
By Amanda GerutSeptember 24, 2024
Manhattan Bridge during a storm
FinanceThe next banking crisis could come from climate change
By Irina IvanovaSeptember 23, 2024
Gary Gensler, chairman of the US Securities and Exchange Commission (SEC), is seen at a panel speaking from a stage with a mic attached to his tie. He is mid-speech and gesturing with his hands. He wears a dark black suit with a light blue dress shirt and light red tie. In the foreground the host of the panel is blurred.
FinanceSEC finalizes overhaul of stock pricing and exchange fee structure
By Lydia Beyoud, Katherine Doherty and BloombergSeptember 18, 2024
The exterior of a Western Asset Management building is seen partially in sun.
FinanceWamco loses Russell Bond Fund as fallout over star trader probe escalates
By Miles Weiss, Silla Brush and BloombergSeptember 13, 2024
SEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval
RegulatorsSEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval
By Leo SchwartzSeptember 10, 2024
Barry Diller
FinanceBillionaire donors want Kamala Harris to get rid of the regulators they dislike most
By Saleha Mohsin, Todd Gillespie, Sonali Basak and BloombergSeptember 6, 2024
Maria Dickerson
FinanceCalifornia beauty queen accused of stealing millions from friends in Ponzi scheme
By Amanda GerutSeptember 4, 2024
Warren Buffett with Bank of America CEO Brian Moynihan
FinanceWarren Buffett’s BofA stake is shrinking so much, it’s near a key threshold for regulators
By Katherine Doherty and BloombergAugust 31, 2024
A decade of ‘I love you’ texts led to 2 execs’ firings. Now a bank wants to claw back millions in pay
FinanceA decade of ‘I love you’ texts led to 2 execs’ firings. Now a bank wants to claw back millions in pay
By Amanda GerutAugust 29, 2024
Wall Street’s AI darling Super Micro postponed earnings while under short-seller’s microscope
FinanceWall Street’s AI darling Super Micro postponed earnings while under short-seller’s microscope
By Will DanielAugust 28, 2024
Arrest of Telegram CEO raises concerns over app’s leadership, investor cites ‘dictatorship’
CompaniesArrest of Telegram CEO raises concerns over app’s leadership, investor cites ‘dictatorship’
By Leo Schwartz and Jessica MathewsAugust 28, 2024
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